Stewardship and Social Responsible Investing (SRI)

Castlebay takes its management and stewardship responsibilities seriously. We believe it is important to remain up to date on issues impacting our investee companies and to engage with them where appropriate. We assess any issue in terms of its impact to the long term value of an underlying company and thus the value of our clients’ holdings. 

We believe that good long-term performance of companies is directly related to their approach to good governance, ethical and environmental responsibility and consideration of social impact. As such, when specific SRI issues are identified Castlebay will consider these in relation to other investment factors.  

Our approach to stewardship and SRI is encapsulated in the following principles which are embedded in our investment philosophy:

  • We regularly monitor our investee companies.
  • We evaluate any situation which arises and are willing to engage with the company directly. 
  • We are willing to act collectively with other investors where appropriate.
  • We will always vote in the long term interests of our clients and will record what decisions we have taken in this respect. We do not normally make those decisions public.


Treating Customers Fairly (TCF)

We are committed to delivering the highest level of client service and ensuring that our clients and fund investors are treated fairly in accordance with the Financial Conduct Authority’s (FCA) Treating Customers Fairly (TCF) guidelines.

We work hard to ensure that:

  • Clients receive a prompt and courteous service, provided by competent and professional staff members
  • Clients receive a clear description of our investment approach and our performance objectives
  • Our fees and charges are transparent and clearly described on our web-site an in all marketing literature.
  • All client questions and complaints are dealt with fairly and honestly

Fundamental to this commitment are our robust compliance and risk monitoring procedures carried out by our well qualified operation team who work closely with the industry specialists we have appointed.

RTS 28 Reporting 2020               BEST EXECUTION

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Castlebay Investment Partners LLP is authorised and regulated by the Financial Conduct Authority (624445)
Registered Office: Crosstrees House, 14 Sandyford Place, Glasgow  G3 7NB  Tel: 0141 212 7930
Castlebay Investment Partners LLP is a Scottish Registered Limited Liability Partnership SO304149

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